CSA’s SEDAR+ rollout hits speed bump
As data transfer lags, launch date is pushed back
CIRO to align compliance operations
Integrating the SROs’ compliance and enforcement functions is a top priority alongside policy work
Key legal and regulatory issues to heed
Follow these tips to protect your licence and reputation
Great-West Lifeco sells Putnam Investments to Franklin Templeton
Barclays analyst predicts Winnipeg-based insurer will deploy capital to strategic growth avenues