June 1, 2023

Mutual fund chargebacks to face CSA scrutiny

Posted By: ndeeney

CSA’s SEDAR+ rollout hits speed bump

As data transfer lags, launch date is pushed back

CIRO to align compliance operations

Integrating the SROs’ compliance and enforcement functions is a top priority alongside policy work

Key legal and regulatory issues to heed

Follow these tips to protect your licence and reputation

Great-West Lifeco sells Putnam Investments to Franklin Templeton

Barclays analyst predicts Winnipeg-based insurer will deploy capital to strategic growth avenues

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